Communications Not Deemed a Prospectus
This safe harbor only applies after the registration statement is filed. It allows the issuer or a distribution participant to communicate basic information about the offering without the communication being considered a prospectus. This information includes:
• general factual information about the issuer and a brief description of the issuer’s business
• the title, amount, and designation of the securities being offered
• the price (or estimated price range) of the security
• for fixed-income securities, the maturity, interest rate, and yield
• a brief description of the intended use of the proceeds (if disclosed in the prospectus)
• the names and roles of underwriters and the type of underwriting
• for communications from a distribution participant, the contact information of the sender
• the anticipated sched