Series 24: 5.11.1.1.1. Definition And Marking Requirements

Taken from our Series 24 Online Guide

5.11.1.1.1. Definition and Marking Requirements

Rule 200 of Regulation SHO defines a short sale as the sale of a security that the seller does not own or that is consummated by the delivery of a borrowed security. A person is “deemed” to own a security who (1) has title to it, (2) has purchased but not yet received it, or (3) has rights to it and has exercised those rights. A person must be net long in the security to be deemed an owner. A brok

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: 5.11.1.1.1. Definition And Marking Requirements, you might also be interested in:

Series 66 - Catch-All Provision

Series 27 - Notification of Banks

Series 63 - Chapter 3

Series 50 - Important Coincident Indicators

Series 3 - 7.1.1. Registration of FCMs, IBs, CPOs, and CTAs

Series 14 - 3.3.1. Market on Close Order Entry Requirements

Series 52 - Chapter Two

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would just like to say that Solomon’s customer service was excellent. The material was clear and easy to understand and I feel that it prepared me extremely well for my exam. I found the study outline to be the most helpful in keeping me on track. I would definitely refer the material to anyone taking the Series 24. Thank you to the Solomon team for helping me pass my 24!

Tamaqua Roland, Philadelphia, PA

Finally! Having used the study material provided by my firm, I couldn't get over the passing level. Came out of pocket for Solomon, and passed [the Series 24] on the first effort - Thank you!

Scott Krogmann, Regions Bank, Knoxville, TN

Studying for the 24 was not easy. I felt Solomon's course materials and online portal prepared me well for passing the exam in the first try. The study material was NOT overwhelmingly thrown together and I found the study program to be manageable and focused. Got me through the study period of about 4-5 weeks. I would recommend Solomon over the other courses.

Ajay A, CT, Series 24

Between September 18 and December 3, I took exams for the Series 62, 63, 6 and 24. I studied for everything with Solomon, and passed them all on the first try. Solomon’s interactive/Ask the Professor teaching method was extremely helpful in grasping the necessary concepts. What a relief to be done. Thanks, Karen!

Karen H, Dalkeith Group, High Falls, NY

I really liked the Solomon study materials. They did a really nice job of explaining the material in plain language. I have a really long commute and the audio books came in really handy!! I would recommend the Solomon study materials!

Jessie Urban, Securities America Inc, LaVista, NE

I passed the 24 with the help of the audio, book and test questions. I previously took this test and failed walking away with the thought nothing I studied looked familiar. I also didn't really understand how certain areas functioned... but found the information provided with Solomon worked best for me. The flow charts and extra resources section were extremely helpful in breaking down sections of this "Dry" test. The audio was great to review and the book format was easy to read and concise. I felt almost every question I knew what they were asking and I was able to eliminate one or two questions. Don't waste your money with other sites. Solomon will allow you to pass on the first time. Good luck!

Matthew D., Orange County, CA