Series 63: Selling Away

Taken from our Series 63 Online Guide

Selling Away

If you’ll recall from the section on agents of broker-dealers, they are only permitted to be employed by one firm at a time. This means that any securities services they provide away from the primary firm that employs them are technically illegal. In parti

+ Read More

More Series 63 Info

What are people saying?

Create an Account

Since you're reading about Series 63: Selling Away, you might also be interested in:

SIE - Investing and Reinvesting in Mutual Funds

Series 52 - 3.6.29 Rule G-29—Ready Availability of MSRB Rules

Series 65 - 1.5.1.1.1 Market Risk

Series 26 - Prohibition on Guaranteeing Customers Against Loss

Series 52 - 6.1. Overview of the U.S. Income Tax System

Series 51 - Municipal CMOs

Series 3 - 1.4.2.2. The Components of Basis

Series 54 - Solicitor Versus Non-solicitor Municipal Advisors

Series 3 - 7.3.1.4. Customer Complaints

Series 66 - 9.3.5.2 Regulation Best Interest

SIE - Confidentiality of Qualification Exams

Series 27 - Lender’s Privileges and Rights of Shorted Stock

Series 24 - Different Types of Settlement Dates

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Thanks to Solomon I was able to pass the SIE, Series 7, and Series 63, great study material if you put the hours in!

Xavier Mata, Cabrera Capital Markets. Chicago, IL

I took the Series 63 and passed on the 1st attempt. I have my degree in Exercise Science and had no previous finance training. I highly recommend the Solomon Exam Prep. Followed the recommended study plan and passed 8 practice tests. The practice exams prepared me for the actual test and I felt like the actual test was easier then the practice tests. Thank you Solomon!

Gary Kilanowski. Scottsdale, AZ

Thank you guys for the outstanding prep materials. I took the Series 79 and 63 in the same week and passed both the first time with great scores. I could not have been better prepared. Your exam simulator is especially awesome! Nothing on either exam surprised after.

Richard Walters, Virginia Beach, VA

I LOVED your exam books; passed 6 and 63 with flying colors.

Arthur Bracco, New York, NY

Jeremy I scored a 90% on the 63. Your answering questions for me - even at near midnight on a Friday night (dude... Seriously? I tell people that I have no life...you may have a similar problem) was invaluable. I took the Series 6 on Thursday afternoon - it took me about an hour and forty five minutes - and this time I walked out of the testing center with a 80%. Thanks again!

Glenn Christ, Houston, Texas

I previously failed my attempt at the series 63. Not by much. Literally one question. But in analyzing why I began to understand that I needed a more comprehensive approach to studying as well as more variety. I looked into a few options and came across Solomon Exam Prep. What I enjoyed and found the most useful were the video presentation and practice exams with immediate feedback. Those exams enabled me to learn with explanation every time I got a question wrong (or right on a guess). The materials are all beneficial and well worth it. I recently passed the series 63 with a score of 85 and much of that success lies upon the use of Solomon Prep. Thanks.

Anslem Gardner