Series 24: 4.6.1. Firewall Between The Research And Investment Banking Departments

Taken from our Series 24 Online Guide

4.6.1. Firewall Between the Research and Investment Banking Departments

FINRA requires a “firewall” between a company’s research and investment banking departments. That is, research analysts may not be supervised or controlled by any employee of the member firm’s investment banking department, nor may any member of that departme

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: 4.6.1. Firewall Between The Research And Investment Banking Departments, you might also be interested in:

Series 28 - Section Four: Operations, General Securities Industry Regulations, and Preservation of Books and Records

Series 53 - Types of Revenue Bonds

Series 66 - Equity-Indexed Annuities

Series 79 - Chapter 6 Practice Question Answers

Series 65 - 7.2.1.1. Cash Accounts

Series 65 - Exercise

Series 28 - Close-Out Requirements

Series 24 - Securities Futures

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

3rd time is a charm and it took Solomon to do it. None of the other materials in my first two attempts were strong enough to enable me to reason my way to the correct answers. Solomon's angle on this material was closest to the actual test and was the reason I got there.

As an aside, the ongoing personal help was very surprising and commendable. Thank you, Solomon!

Jason Bowen, Southington, CT

I passed the S24 today with a score of 80. Your study guide is great!!!

A.T.

I tried studying on my own using materials from another vendor, which was super wordy and lengthy. After much frustration, I looked for new study materials and discovered Solomon. It is concise, clear and presented well. The subject area quizzes and practice exams were unlimited and very helpful. Six weeks later I passed the Series 24 with an 85! I would not hesitate to use Solomon again, should the need arise.

Yasmeen M.

Studying for the 24 was not easy. I felt Solomon's course materials and online portal prepared me well for passing the exam in the first try. The study material was NOT overwhelmingly thrown together and I found the study program to be manageable and focused. Got me through the study period of about 4-5 weeks. I would recommend Solomon over the other courses.

Ajay A, CT, Series 24

I originally started studying for the series 24 with Test Teachers... After being frustrated with confusing material, out of date information, contradicting questions/answer/study guides, I bought Solomon's practice exams... After one test, two things became clear: I was grossly unprepared for the exam The material, though difficult, didn't have to be taught in such a confusing manner.I passed the 24 on the fist time because of the quality of the practice exams from Solomon. Thank you! Putting it another way...If you are using anyone else to study, you owe it to yourself and your efforts to buy the practice exams from Solomon to get a true judge of your studying efforts.

Will, Bainbridge Island, WA

I would like to say that Solomon test prep had the most varied and comprehensive test bank I have seen. The questions ranged in difficulty and the answer feedback was so detailed, that I felt that I was mastering concepts rather than trying to pin down certain facts in a question just to get the 'one,' answer. I saw many iterations of the sample examinations, and with the courage to keep clicking next and learning, I passed with a score I'm more than happy to claim. Also, the staff are very responsive. I'll be coming back.

Neil, San Diego, CA