Order Tickets and Trade Confirmations

An order ticket is a form that indicates important information about a trade. It is filled out by an agent and approved by a principal. It includes the type of order (buy/sell, market/limit/ stop order), the stock symbol or name of the security, the agent’s ID number, the customer’s account number, the trade and settlement dates, and whether the trade was solicited, unsolicited, or discretionary. It also includes a space for special instructions. The order