Series 24: 3.7.3.2. Short Selling Rules

Taken from our Series 24 Online Guide

3.7.3.2.  Short Selling Rules

Like purchases on margin, short sales are protected in a margin account. For purchases, the initial margin requirement is 50% of the current market value of the security, and the customer is extended credit for the balance of the purchase. For short sales, the initial margin is also 50%, but the borrower, rather than being credited for the balance, must fully collateralize the borrowed securities. The initial margin requirement, then, is 150% of the short market value (SMV) of the security.

The relevant equation is:

credit balance – SMV&

Since you're reading about Series 24: 3.7.3.2. Short Selling Rules, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 24
Please Enable Javascript
to view this content!