Series 24: 2.7.4.2. Customer Statements Of Financial Condition

Taken from our Series 24 Online Guide

2.7.4.2. Customer Statements of Financial Condition

Broker-dealers (except some introducing firms or firms dealing only in mutual funds) must file a copy of the most recent Statement of Financial Condition with the SEC and FINRA, and deliver the statement to its customers every six months, one audited, one unaudited. Filing this report may be exempted if the firm meets a series of criteria, including the requirement to post the information on its website within

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: 2.7.4.2. Customer Statements Of Financial Condition, you might also be interested in:

Series 50 - Types of Municipal Bonds

Series 24 - Change of Ownership or Control, Material Change in Business Operation

Series 65 - 5.1.3.1.2.2 Estate Plans: Trusts vs. Wills

SIE - 6.1.5. Registration of Public Securities Offerings

Series 82 - Simplified Arbitration

SIE - 8.4.4.3. Types of Orders

Series 26 - Customer Protection Rule

Series 24 - Office of Supervisory Jurisdiction (OSJ)

Series 65 - The Securities Act of 1933

Series 79 - Operating Income (Loss)

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed my Series 24 with two weeks of nearly full-time study, using the textbook, the online class, and the exam simulator. The textbook was very readable and helpful in providing complete explanations, as well as helpful memorization tips. The online class and pre-recorded sessions were crucial to get through all of the material and put it in relative context. It was helpful to be able to have questions answered instantly and via email afterward. The online simulator questions were just like the exam questions, and the immediate feedback function was essential for learning from the practice quizzes and exam. I needed every minute of my study and practice time to count, and Solomon Exam Prep made it possible. Thank you!

T. Richmond, Bethesda, MD

I really liked the Solomon study materials. They did a really nice job of explaining the material in plain language. I have a really long commute and the audio books came in really handy!! I would recommend the Solomon study materials!

Jessie Urban, Securities America Inc, LaVista, NE

I just took the Series 24 and passed with an 80%. I couldn't have done it without the Solomon test simulator.

Joseph Shapiro, Edward Jones Investments, St. Louis, MO

I passed the 24 with the help of the audio, book and test questions. I previously took this test and failed walking away with the thought nothing I studied looked familiar. I also didn't really understand how certain areas functioned... but found the information provided with Solomon worked best for me. The flow charts and extra resources section were extremely helpful in breaking down sections of this "Dry" test. The audio was great to review and the book format was easy to read and concise. I felt almost every question I knew what they were asking and I was able to eliminate one or two questions. Don't waste your money with other sites. Solomon will allow you to pass on the first time. Good luck!

Matthew D., Orange County, CA

I passed my Series 24 today with an 80% thanks to Solomon Test Prep! I found the most benefit from using the practice exams as a learning tool, reading each answer explanation as I went along, regardless of a(n) correct/incorrect response. I found that for this exam, understanding the concepts is equally as important as memorization! Good luck!

Audrey M., Austin, TX

I recently passed my Series 24 using Solomon Exam Prep! It was the hardest exam I've taken to date. I found all the practice exams with specific feedback to be the most helpful, though the audiobook was very helpful as well.

Diane Pouliot, RBC, Minneapolis, MN