Series 24: 2.2.1.1. Use Of Proprietary Information

Taken from our Series 24 Online Guide

2.2.1.1. Use of Proprietary Information

When broker-dealers act in a fiduciary capacity, they often receive access to confidential, nonpublic information about the ownership of their customers’ securities. Broker-dealers may not use this information for financial gain or to solicit sales of securities, except with the issuer’s consent.

FINRA Rule 2060

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: 2.2.1.1. Use Of Proprietary Information, you might also be interested in:

Series 26 - Non-Branch Locations

Series 51 - Rule G-4—Statutory Disqualifications

Series 14 - 2.9.6. Restrictions on the Purchase and Sale of an IPO—New Issue Rule

Series 79 - Communications with Industry Specialists

Series 53 - Manual Trade Confirmation and Comparison

Series 28 - Aggregate Indebtedness

Series 63 - Special Subscription Form

Series 63 - Notice Filings

Series 26 - 1035 Exchanges for Variable Life Insurance Contracts

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I really liked the Solomon study materials. They did a really nice job of explaining the material in plain language. I have a really long commute and the audio books came in really handy!! I would recommend the Solomon study materials!

Jessie Urban, Securities America Inc, LaVista, NE

Finally! Having used the study material provided by my firm, I couldn't get over the passing level. Came out of pocket for Solomon, and passed [the Series 24] on the first effort - Thank you!

Scott Krogmann, Regions Bank, Knoxville, TN

Taking the Series 24 class with Karen Solomon this week helped reinforce the data that I learned, and I passed my exam! The material was thorough and the exam simulator was an excellent tool to test your knowledge. Thank you Karen!

Karen Lessard, Concorde Investment Service Frisco, TX

I originally started studying for the series 24 with Test Teachers... After being frustrated with confusing material, out of date information, contradicting questions/answer/study guides, I bought Solomon's practice exams... After one test, two things became clear: I was grossly unprepared for the exam The material, though difficult, didn't have to be taught in such a confusing manner.I passed the 24 on the fist time because of the quality of the practice exams from Solomon. Thank you! Putting it another way...If you are using anyone else to study, you owe it to yourself and your efforts to buy the practice exams from Solomon to get a true judge of your studying efforts.

Will, Bainbridge Island, WA

I just passed the series 24! It is, by far, the hardest test that I have ever taken. I had failed it 4 times using other study materials. I have never felt more defeated! Solomon Exam Prep is the best! I took over 154 practice tests...without seeing the same question twice. I was able to finally grasp the material and passed! My only regret is that I did not use the Solomon Exam Prep on my first attempt!

Bill Harpe, Capital Choice. Greensboro, GA

I just took the Series 24 and passed with an 80%. I couldn't have done it without the Solomon test simulator.

Joseph Shapiro, Edward Jones Investments, St. Louis, MO