Series 24: Chapter Two

Taken from our Series 24 Online Guide

Chapter Two

Supervision of General Broker-Dealer Activities

(45 questions on the exam)

Under the Securities Exchange Act of 1934, the SEC may take punitive action against any broker-dealer that has willfully violated securities laws or re

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: Chapter Two, you might also be interested in:

SIE - Mutual Funds

Series 53 - 2.4.3.2. Compliance with Bank Secrecy Act: FINRA 3310

Series 3 - 6.3.3. Cancellation Orders

Series 65 - 3.7.2. Equity-Indexed Annuities

Series 52 - 3.2. Pricing the Bonds

Series 7 - Part Two

Series 24 - Insider Beneficial Ownership Reports: Forms 3, 4, and 5

Series 24 - 4.6.2. Firewall Between a Member Firm and a Subject Company

Series 26 - Employee Retirement Income Security Act (ERISA)

Series 22 - 6.3.4. Trade Confirmations

Series 26 - Deferred Variable Annuities

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I wanted to let you know I passed the exam [Series 24] this morning! The practice exams were invaluable. Thank you for your extra help and suggestions. I have recommended this to two of my co-workers who will be taking the Series 7 this year. I will say, the 24 was worded so tricky. And so much irrelevant info put into the questions. I had to write down pieces of the question to get the gist of what it was asking. Very purposfully confusing. But it's over and I'm thankful for your product. Thx again

Karmen Richards, Multi Financial Securities, Greensboro, NC

I took my Series 24 on July 28 and passed!! I had not passed 2 prior Series 24 exams and was down to my last attempt. A fellow principal on my team who had not passed his Series 24 his first time told me about the Solomon practice tests and how they helped him. It was such a big help for me passing exam as the questions were structured more like the real exam than any other practice tests I’ve taken. I have since gone to other employees at my firm for other tests, such as the Series 7, SIE among others and have told them about the Solomon test materials and some of them are now purchasing Solomon as well.

Thadius Beavers, Prospera Financial. Dallas, TX.

I passed the Series 24 on the first try with an 80%! This was the highest of all of my Series exam scores and I attribute much of my success to Solomon's amazing study materials. The practice exams are spot-on and the video lectures were a great supplement to the readings. I suggest following the study schedule Solomon provides for a successful outcome!

Katelyn H, Las Vegas, NV

I tried studying on my own using materials from another vendor, which was super wordy and lengthy. After much frustration, I looked for new study materials and discovered Solomon. It is concise, clear and presented well. The subject area quizzes and practice exams were unlimited and very helpful. Six weeks later I passed the Series 24 with an 85! I would not hesitate to use Solomon again, should the need arise.

Yasmeen M.

Just wanted to say thank you and give you a good review. I actually found that your test questions were harder than the actual exam and the explanations and the ability to create tests of all of my wrong answers helped me focus on my weak areas of the exam. I passed the first time and don't believe I couldn't have done it without your test bank. Thanks again.

Chris Porosky, FL

I used Solomon to study for the 26 and most recently the 24. The material is layered in way that makes it manageable to digest and the instructor response time and explanations are outstanding. I passed both on the first attempt!

Gus Velleco, Allstate, Charleston, SC