Series 54: Attorney Exclusion

Taken from our Series 54 Online Guide

1.6.2. Attorney Exclusion

Attorneys who are providing legal advice or other traditional legal services to a municipal entity in regard to a municipal securities issue or other municipal financial product are excluded from the definition of municipa

Since you're reading about Series 54: Attorney Exclusion, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 54
Please Enable Javascript
to view this content!