Series 63: 5.7.4 Client Confidentiality

Taken from our Series 63 Online Guide

5.7.4 Client Confidentiality

Few things can damage relationships like money. It can change people’s motivations, undermine their trust, and call into question their intentions. That’s why many clients are more apt to talk about their love lives than their financial lives.

To help protect client confidentia

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I passed the Series 63 exam yesterday. Thanks for your help and everyone at Solomon. You guys are great!!!

Tom Armstrong, Berliner Cohen, San Jose, CA

The Series 63 course book was great- well-written and light-hearted enough to make the study material easy-reading. I studied for 10 days, took all your practice exams and passed with 87%. Couldn't really ask for anything more. Thank you to you and First Books – a great resource!

Matthew Bristow, Managing Director, ClearRidge Capital, Tulsa, Oklahoma

The material was great and helped me pass the 63. I also used it to study for the 7 and it helped me immensely as well. Thank you!

Brian Lang, Denver, CO

Great job with the Series 63 study material. I read the study guide, took notes against it, made flashcards and did tons of online tests just as the material suggested. Following the outline worked and I passed with plenty of room to spare. In particular, being able to access questions online is worlds better than how I remember studying for other exams in the past.

Tom L., Atlanta, GA

I used Solomon Exam prep for my series 63 and passed the first time with flying colors. I did have a couple questions on the real exam that seemed almost verbatim from their practice tests. The audio books were really helpful since I'm on the go a lot. Her voice was a little obnoxious, but helpful. There was a great mix of test questions for all the practice tests so I wasn't just memorizing the questions, but rather I was memorizing material. I'd use them again for any future test.

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Dwight Lee, FFS, Los Angeles, CA, Series 6 and 63