Series 63: 3.1.2.1 The Registration Statement

Taken from our Series 63 Online Guide

3.1.2.1 The Registration Statement

The registration statement is an important part of the SEC’s security registration process. A registration statement must include a description of both the issuer’s business and the securities being offered, certified financial s

+ Read More

More Series 63 Info

What are people saying?

Create an Account

Since you're reading about Series 63: 3.1.2.1 The Registration Statement, you might also be interested in:

Series 66 - 7.10.3 Limits on Employment or Association

Series 99 - 3.2 Internal Control of Material, Nonpublic Information

Series 24 - Research Analysts

Series 50 - Joint Trading

Series 66 - 8.1.2.1 The Registration Statement

Series 3 - Introduction

Series 65 - Advertising

Series 53 - 2.2.2.4.5. Municipal Securities Sales Principal (Series 9/10)

Series 52 - 6.4.2. Using Losses to Offset Gains

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Love Solomon, I tried other companies and the ones I used didn't prepare me. Solomon teaches you the concepts and the practice tests helped me pass my Series 65, 63, and the 6 on my first try. I've had no less than four of my friends use Solomon and they have all had similar success. Work hard with the correct study material and you will have success.

Gerald Barnes, Client One, Peoria, AZ

I passed (Series 63) on the first try, and after only studying for 2 days! Your exam simulator really made me feel comfortable and confident enough to take the exam. Thanks!

Emilie Welker, San Antonio, TX

Thanks! I am thrilled. I took the Series 7 three years ago and have been putting off the Series 63 after I failed the first time. I used your book and iPhone app. I am recommending your materials to everyone in my office that needs to take the 63 in the near future. Of course you can use my email as a testimonial. Everything that people have said on the testimonials is 100% correct. The way the materials are written makes it much less of a chore to read and comprehend. Thanks for the follow up email!

Julia Smith, RBC Wealth Management

I've been using Solomon Exam Preparation materials for my last four Series tests: the Series 82, Series 63, Series 79 and just recently the Series 7. My scores on these tests were 88, 90, 88 and 90. The Solomon texts were comprehensive and easy to read; everything you need to know is in there. But there is so much material that these exams cover that you have to read the texts several times over and take as many practice quizzes and tests as you can until you score in the mid 80's. Then go in for the test. That's what I did. I went in scoring in the mid 80's on practice exams and "peaked" at higher scores while taking the actual tests. You can't do any better than Solomon. I highly recommend them.

Michael McGregor, FOCUS Investment Banking, Charlotte, NC

I passed the Series 63 with the help of the Solomon materials. I loved the audio books and the quiz and test questions were extremely helpful. Thank you Solomon!

Diane Kotil, Quasar Distributors, Milwaukee, WI

This is my fourth time using Solomon's exam materials (Series 99, 7, 63, and now the 24)....and I PASSED once again on my first try. Thank you Solomon- your exam question simulator was extremely helpful!

Kim Schmidt, Elmcore Securities, Las Vegas