Series 63: 2.3.2.1 Reasons For Disciplining An Agent

Taken from our Series 63 Online Guide

2.3.2.1 Reasons for Disciplining an Agent

According to the Uniform Securities Act, agents may be disciplined for most of the the same reasons as broker-dealers, investment

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I previously failed my attempt at the series 63. Not by much. Literally one question. But in analyzing why I began to understand that I needed a more comprehensive approach to studying as well as more variety. I looked into a few options and came across Solomon Exam Prep. What I enjoyed and found the most useful were the video presentation and practice exams with immediate feedback. Those exams enabled me to learn with explanation every time I got a question wrong (or right on a guess). The materials are all beneficial and well worth it. I recently passed the series 63 with a score of 85 and much of that success lies upon the use of Solomon Prep. Thanks.

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Tom L., Atlanta, GA