Series 65: 9.1.2.3.3 Special Subscription Form

Taken from our Series 65 Online Guide

9.1.2.3.3 Special Subscription Form

The administrator may require that securities registered by qualification or coordination be sold using a specific form called a subscription or sale contract form. The administrator may also require that a signed form of each contract be filed and retained for up to three years.

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I want to thank Solomon Prep for helping me to pass the Series 65.

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