Series 65: 5.2.1 Financial Goals And Strategies

Taken from our Series 65 Online Guide

5.2.1  Financial Goals and Strategies

Generally, when prospective clients walk into an adviser’s office for the first time, it’s because these individuals have decided to seek help achieving a goal or managing a current situation. Some of the most common needs and situations include:

Capital preservation

Income generation

Inves

Since you're reading about Series 65: 5.2.1 Financial Goals And Strategies, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 65
Please Enable Javascript
to view this content!