Series 79: 11.4.4.2. Other Communications

11.4.4.2. Other Communications

The SEC allows written and oral communications to and between shareholders about an issue subject to a shareholder vote before a proxy statement is furnished. This rule permits discussion about a proposed merger or acquisition, including solicitations to vote for or against it, to occur without first having to file a proxy statement. However, any communication of this sort may not urge shareholders to actually commit thems