Series 79: 8.3.1. Permitted Oral Communications

Taken from our Series 79 Online Guide

8.3.1. Permitted Oral Communications

As mentioned previously, oral offers may be made during the cooling-off period, including during the road show. However, actual orders from investors may not be solic

+ Read More

More Series 79 Info

What are people saying?

Create an Account

Since you're reading about Series 79: 8.3.1. Permitted Oral Communications, you might also be interested in:

Series 82 - Value at Issuance

Series 7 - 6.5. Exchange-Traded Notes (ETNs)

Series 53 - Form G-32 Information

Series 53 - Office of Municipal Supervisory Jurisdiction (OMSJ)

Series 27 - Margin Securities

Series 24 - 5.10.3. OTC Market Maker Rules

Series 51 - Exercise

Series 65 - Chapter Three: Investment Companies and Life Insurance Products

Series 63 - 4.5. Fraud

Series 26 - Supervision of Supervisors

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Fantastic prep for my Series 79 -- and I passed again!! Thank you Solomon!

Paul Werp, Connected Vision Advisors. Mountain View, CA

I just passed the FINRA Series 79 exam!! I only used Solomon Exam Prep. I recognized the material that came up during the exam and felt comfortable all the way through!! That you all for your help!!

Walter Whitehead FNEX Capital. Los Angeles, CA

I took the test yesterday and passed! I think I started your program on Monday. I have 15 years of banking experience but needed to retake exams as they lapsed between out of industry jobs. Despite the experience, all of the specifics around the number days you have pre and post certain events for a filing etc. needed to be refreshed.

The unlimited question data bank was exactly what I was looking for and the searchable online guide was a bonus. As I was preparing, the online module allowed me to both understand why a particular answer was incorrect and then quickly cross reference the course material to ensure I understood other nuances as well around the subject matter.

I have made a recommendation to our compliance team to use Solomon and will to others as well.

Neil Kahrim Hernshed Partners New York, NY

I used Solomon Exam Prep for both my Series 79 and 63, and was extremely happy with my passing results! Their system is excellent, and the exam simulator is on target. I recommend that once you've taken several full practice exams, you return to the underlying material to read it again - this helps all the details "click." Best of luck, I'd definitely recommend Solomon.

Leah Matsil, JPMorgan Chase, New York, NY

Within a few months, I passed the SIE, Series 7, 63, 65, & 79 exams all on the first try using Solomon Exam Prep. This material will prepare you for the actual exam. I will say in many instances the practice exams are more difficult than the actual exam. Solomon and the various tracking metrics will more than help you prepare for the rigors of exam day. I highly recommend the practice exams and ability to dive back in to review weak areas. I will continue to use their products and services in the future.

Andrew Ezzat, Bank of America. Tampa, FL.

I felt well prepared. Exam experience went well. The exam prep content was spot on! I had studied previously under a different exam prep course and felt the content was not doing the trick. I was not prepared and needed to rethink my study approach. Luckily after taking the Solomon course I felt completely different and very prepared! The dashboard, lectures and specific detail to the areas where I needed improvement helped me pass the test! I felt so confident thanks to the preparation process and content Solomon provided. Thank you!! It was a great experience preparing with Solomon!

Brady Johnson, Herbert J. Sims & Co., Inc., Fairfield, CT