Series 79: 6.4.3. Civil Liability For Sales Before The Effective Date

Taken from our Series 79 Online Guide

6.4.3. Civil Liability for Sales Before the Effective Date

Any person who offers or sells a non-registered security that is not subject to an exception may be sued by the purchaser. The maximum amount the purchaser can recover

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Since you're reading about Series 79: 6.4.3. Civil Liability For Sales Before The Effective Date, you might also be interested in:

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