Series 79: Exercise

Taken from our Series 79 Online Guide

Exercise

Match the offering type with its definition.

A. Continuous offering

B. Delayed offering

C. Follow-on offering

D. Insured rights offering

E. Secondary offering

F. Split offering

1. _____A shelf offering that does not begin promptly after the effective date

2. _____An offering conducted by a security holder rather than the issuer

3. _____An offering by a company that is already publicly traded

4. _____A shelf offering that begins promptly after the effective date and remains open continuously

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