Series 79: 1.1.7. Reports By Institutional Investment Managers: Form 13F

Taken from our Series 79 Online Guide

1.1.7. Reports by Institutional Investment Managers: Form 13F

Form 13F is a report filed quarterly by large institutional investment managers in which they are required to disclose their holdings. An institutional investment manager is: (1) an entity that invests or trades in securities for its own account; or (2) a natural person or entity who exercises investment discretion over the accounts of others. Institutional investment managers with investment discretion over $100 million or more in exchange-traded

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