Series 82: More Filing Requirements And Review Procedures

Taken from our Series 82 Top-off Online Guide

More Filing Requirements and Review Procedures

Special filing requirements apply to communications involving products having particularly high risks or levels of complexity. These are summarized in the table above.

Since you're reading about Series 82: More Filing Requirements And Review Procedures, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 82
Please Enable Javascript
to view this content!