1.2.1.2.2. Cooling-Off Period Communications Not Deemed a Prospectus
Communications made after a registration statement has been filed do not constitute an offer to sell and do not have to be included as part of a prospectus if limited to:
•Factual information about the identity and location of the issuer’s business
•The name and amount of the security being offered
•The price of the security or the method for its determination
•The final maturity, the interest rate, and the yield for a fixed-income security
•The intended use of the offering’s proceeds, if disclosed in the prospectus
•The identity and contact information of the author of the communication and his role in the offering
•The type of underwriting and the names and roles of the underwriters
•A description of the anticipated schedule and procedures for conducting the offering
•Any statement or legend required by any state law or administrative authority
If the registration statement has not yet become effective, every communication must contain the name and address of a person(s) from whom a written prospectus may be obtained, along with the following