Series 14: 9.1.3.3.5. Investment Analysis Tools

Taken from our Series 14 Online Guide

9.1.3.3.5. Investment Analysis Tools

FINRA defines an investment analysis tool as an interactive device that produces potential investment outcomes from simulations and statistical analyses by applying certain investment styles or strategies. Member firms offering such tools must provide FINRA with access to the to

+ Read More

More Series 14 Info

What are people saying?

Create an Account

Since you're reading about Series 14: 9.1.3.3.5. Investment Analysis Tools, you might also be interested in:

Series 65 - 8.10.2. Net Capital Requirements for Agents

Series 24 - 2.5.4.1. Code of Arbitration

Series 7 - 2.14.3.1 Collateralized Debt Obligations

Series 65 - Exercise

Series 6 - Exercise

Series 24 - 4.3.2.5. Anti-Fraud Provisions

Series 65 - 1.4.2.4. Short Interest Ratio

Series 7 - 18.2. Key Regulatory Bodies

Series 53 - Registration with the MSRB

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would like to say a big thank you to Solomon for helping me pass my Series 14 exam. I took this exam the first time and missed passing by few marks. I was really sad and discouraged so reached out to Jeremy Solomon and he really took the time to talk to me and provide his guidance and advice. He also provided me with additional resources immediately to help with my second attempt. I recently passed this exam. Their study material is easy to understand and the Online Exam Simulator also has a lot of questions chapter-wise which were very helpful. Their customer service has been amazing and very responsive. Thank you Solomon. I will definitely recommend Solomon for anyone planning to take this exam.

Rachna Shah, CBRE. Beverly Hills, CA

I never would have passed the 79 if not for Karen and Solomon Exam Prep. Thanks guys!

Bob Vinson, Houston, TX

Between September 18 and December 3, I took exams for the Series 62, 63, 6 and 24. I studied for everything with Solomon, and passed them all on the first try. Solomon’s interactive/Ask the Professor teaching method was extremely helpful in grasping the necessary concepts. What a relief to be done. Thanks, Karen!

Karen H, Dalkeith Group, High Falls, NY

I recently passed the series 62 & 63 FINRA exams (first try). The practice exams (with never repeating questions), helped prepare me thoroughly for the challenging questions ahead on the actual tests. Thanks Solomon!

Austin Najib, Key West Investments, San Gabriel, CA

I passed the Series 7 on my first attempt. In fact, five years ago, I also passed both the Series 6 and 63 on my first attempt. In all cases, I used Solomon Exam Prep materials which make sometimes 'dry' topics much more readable. Also, having the option to take an unlimited number of practice tests and receive immediate, thorough feedback was invaluable. I highly recommend them!

Blaine Burnett

Thanks! I just passed my series 26 exam! Your material really helped!

Kevin Chambers