Series 14: 9.1.3.3.5. Investment Analysis Tools

Taken from our Series 14 Online Guide

9.1.3.3.5. Investment Analysis Tools

FINRA defines an investment analysis tool as an interactive device that produces potential investment outcomes from simulations and statistical analyses by applying certain investment styles or strategies. Member firms offering such tools must provide FINRA with access to the to

+ Read More

More Series 14 Info

What are people saying?

Create an Account

Since you're reading about Series 14: 9.1.3.3.5. Investment Analysis Tools, you might also be interested in:

Series 50 - Competitive Bid Authorization

SIE - 9.2.14. Displaying Priced Quotations in Multiple Quotation Mediums

Series 28 - Fair Value Measurement

Series 82 - Corporate Accounts

Series 7 - 5.2.4.3. Expiration Date

Series 79 - Proxy Statement Rules

Series 7 - 4.8. Wash Sale Rules

Series 7 - 12.1.3 The Securities Act of 1933

Series 6 - 4.1.2.4.2. Participating Preferred Stock

Series 65 - Chapter Three

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would like to say a big thank you to Solomon for helping me pass my Series 14 exam. I took this exam the first time and missed passing by few marks. I was really sad and discouraged so reached out to Jeremy Solomon and he really took the time to talk to me and provide his guidance and advice. He also provided me with additional resources immediately to help with my second attempt. I recently passed this exam. Their study material is easy to understand and the Online Exam Simulator also has a lot of questions chapter-wise which were very helpful. Their customer service has been amazing and very responsive. Thank you Solomon. I will definitely recommend Solomon for anyone planning to take this exam.

Rachna Shah, CBRE. Beverly Hills, CA

The study material was absolutely perfect. My undergrad degree is in Mechanical Engineering and my graduate degree is in management so no formal finance education and it would not have been possible to pass the Series 79 without the Solomon material. Thanks so much.

Dave Bender, Cascadia Capital, Seattle, WA

My sincere thanks and appreciation to the team at Solomon. I've used your materials to pass the SIE and Series 6, both on the first try, and today with your help, I have passed the Series 26 exam on the first try as well! Thank you for the excellent materials and assistance!

Kristina Ribali, MWA Financial Services. Ave Maria, FL

Many thanks to the fine staff at Solomon Exam Prep. I'm happy to report that I passed the Series 50 Municipal Advisor exam on my first attempt. The written material is extremely thorough and comprehensive. With respect to the online quizzes and final exams, the questions are very comparable in difficulty to the actual exam, thus providing the foundation for success. A special word of thanks to Carson for his encouragement and support.

Tony Chiappetta, Sudsina & Associates, Mars, PA

This program and study prep is amazing. I took and passed my SIE on the first attempt. If you follow the study guide you should be fine. I got to tell you I have never passed a test on the first go. Thanks, Jeremy! I appreciate all your tips and help you posted on the feed. It was all very beneficial to my success.

Tyrone Foster, Hall Labs. Provo, UT

I would definitely recommend Solomon study materials. "Ask the Professor" was a great tool, and Karen answered my questions faster than I could keep up! I was easily able to pass the Series 79 sticking to Solomon's 6 week study program.

Julie B, Vancouver, BC Canada