Series 14: 7.2.4.5.6. Continuing Education

Taken from our Series 14 Online Guide

7.2.4.5.6. Continuing Education

Registered personnel must participate in a continuing education (CE) program. This program has two elements: a regulatory element and a firm element.

The regulatory element requires that all registered persons complete a computer-based training session within 120 days of a person’s second registration anniversary, and every three years thereafter. FINRA creates and administers the content of the regulatory element, and ea

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