Series 54: Professional Fees For Associated Persons

Taken from our Series 54 Online Guide

Professional Fees for Associated Persons

Recall that when a firm that engaged in municipal advisory activities registers with the SEC, it must file a Form MA. Additionally, the firm must file a Form MA-I with the SEC for persons, including independent contractors, who engage in munic

+ Read More

More Series 54 Info

What are people saying?

Create an Account

Since you're reading about Series 54: Professional Fees For Associated Persons, you might also be interested in:

Series 50 - Municipal Advisor Advertisements

Series 66 - Education Savings Plans

Series 53 - 4.3. Reporting of Variable-Rate Security Underwritings

Series 66 - 1.2.2.10 Portfolio Benchmarks

Series 50 - Swap Advisors

Series 24 - Different Types of Settlement Dates

SIE - Risk

Series 24 - Insider Beneficial Ownership Reports: Forms 3, 4, and 5

Series 3 - Part Two

Series 7 - 18.4.2. Dispute Resolution Procedures

Series 53 - Chapter 2 Practice Question Answers

Series 27 - Business Continuity Plan

Series 51 - Rule G-26—Customer Account Transfer Procedures

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

The Solomon material was invaluable in helping me pass this exam. The organization of the content, the tests, the video and lecture material, were all exactly on point. Thank you! (Series 54)

Mark Melio, Melio & Company, LLC. Northfield, IL

I studied for the Series 7, 79, and 82 with Solomon Exam Prep, and I never scored lower than a 90% on the actual exam! The Study Guides are easy to understand, and the Online Exam Simulator really prepares you. I just purchased the Series 24 Essential Package today!

Michael McGregor, Focus Bankers, Charlotte, NC

I took the Series 82 just four weeks after passing the SIE. I followed the study plan, took tons of the great practice tests, got great advice from Karen, and everything worked out well. It was literally the perfect test prep experience. The materials themselves were not overly long as with other groups, it was the exactly right amount, and the Exam Simulator is just awesome, best one of its kind I've ever used. 100% rating. Thank you, Solomon!

Jonathan Roth, DAK Capital/DAK Group, Rochelle Park, NJ

I purchased Solomon Exam Prep to get a leg up on the S66 exam. I had taken it a few times already missing it by 1-2 points. A friend of mine enrolled on the test site and passed it on the first try. We did share notes while she was studying. It was then I realized Solomon has something the other test prep companies did not have, which helped me get over the hump. I will recommend it to anyone who really want to pass it the first time up!

Dany H. First Command Norfolk, VA

Thank you, Jeremy, and the Solomon Exam Prep team for your tremendous support - just passed Series 82 on my first try. Jeremy - your magnificent support was invaluable - right from the random "cold" query, via your website, in December down to the personalised care and coaching I received during my prep. Couldn't have nailed this without you & the team.

Shilpa Mathai, Applied Capital, Indianapolis IN

I took the Series 63 and passed on the 1st attempt. I have my degree in Exercise Science and had no previous finance training. I highly recommend the Solomon Exam Prep. Followed the recommended study plan and passed 8 practice tests. The practice exams prepared me for the actual test and I felt like the actual test was easier then the practice tests. Thank you Solomon!

Gary Kilanowski. Scottsdale, AZ