Series 51: Financial Records

Taken from our Series 51 Online Guide

Financial Records

Dealers are required to carry a minimum amount of capital to meet their ongoing financial obligations. These net capital requirements are imposed to measure a firm’s financial viability and to protect customers and other creditors from insolvent firms. Dealers must calculate t

+ Read More

More Series 51 Info

What are people saying?

Create an Account

Since you're reading about Series 51: Financial Records, you might also be interested in:

Series 53 - 4.2.1.2. Competitive Bid Authorization

Series 66 - Chapter Eight

Series 66 - Other Margin Information

Series 24 - FINRA Policy on Markups, Markdowns, and Commissions

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I just took and passed the Series 51 in one attempt. The Solomon materials were excellent. The Solomon simulated tests were very beneficial and were very similar to the actual 51 test. Thanks to Solomon I was well prepared to succeed. When I was taking the actual 51 exam, I did not encounter any surprises that I was not prepared for. Solomon seems to have it very well covered. My method for success? I read the book chapter by chapter, taking the chapter practice tests along the way. I saved the questions I missed for review later. I then went through the book a second time using the same method. After reviewing the questions I had missed on the smaller exams, I started taking the timed simulation for the test. Again, I reviewed the questions I got wrong, making sure I understood the reason for getting it wrong and what the right answer should be. I did this review of missed questions every time I took the simulated exam. I took the simulated exam five or six times, getting scores in the low 80s. This method prepared me to take the real test which I passed on my first attempt. I highly recommend both Solomon and this study method for taking the 51. Good luck all future test takers!!!!

Jason Smith, Primerica, Duluth, GA

I just passed the S51 with an 86%. I want to express my sincere thanks to Solomon. I love the way you structure your practice exams. I always enjoy receiving speedy responses from Ask the Professor, especially from Karen. Karen, thank you for all your help, you are the best!!!!!!!

Margaret Chen, PFS Investment, Duluth, GA

Using Solomon was very helpful. The exam simulator tests were great, but I should have spent a little more time re-reading the chapters. Passed (Series 51) on my first try.

Kelli Lanino, Raymond James Financial Riverhead, NY

Solomon's materials were far superior to some of the competitors.

Michael

I loved the online testing for the Series 51! I felt like the questions were trickier so it really prepared me for the real exam.

Katrina Jackson, Cambridge Investment Research, Fairfield, IA