Series 51: Transfer Validation

Taken from our Series 51 Online Guide

Transfer Validation

The customer must send notice of transfer on the MSRB’s Form G-26 to the receiving party, which will immediately forward it to the carrying party. The carrying party has one business day to validate and return the transfer instruction to the receiving party or to take exception to it. A carrying party may take exception to a transfer instruction only if:

• It has no record of the account o

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