Series 51: Exercise

Taken from our Series 51 Online Guide

Exercise

Answer true or false.

1. True or false: The yields listed on the customer trade confirmation will always be the same as the yield to maturity.

2. True or false: A dealer must provide the customer with a written confirmation of the trade by the time the trade has been completed.

3. True or false: A yield calculation must be included in the confirmation for a transaction involving municipal fund securities.

4. True or false: Customer confirmations must include specific information about the security being bought or sold, such as the name of the issuer and

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I just took and passed the Series 51 in one attempt. The Solomon materials were excellent. The Solomon simulated tests were very beneficial and were very similar to the actual 51 test. Thanks to Solomon I was well prepared to succeed. When I was taking the actual 51 exam, I did not encounter any surprises that I was not prepared for. Solomon seems to have it very well covered. My method for success? I read the book chapter by chapter, taking the chapter practice tests along the way. I saved the questions I missed for review later. I then went through the book a second time using the same method. After reviewing the questions I had missed on the smaller exams, I started taking the timed simulation for the test. Again, I reviewed the questions I got wrong, making sure I understood the reason for getting it wrong and what the right answer should be. I did this review of missed questions every time I took the simulated exam. I took the simulated exam five or six times, getting scores in the low 80s. This method prepared me to take the real test which I passed on my first attempt. I highly recommend both Solomon and this study method for taking the 51. Good luck all future test takers!!!!

Jason Smith, Primerica, Duluth, GA

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