Series 51: Exercise

Taken from our Series 51 Online Guide

Exercise

Fill in the blank.

1. Municipal fund securities and other securities that are ineligible for a CUSIP number must initiate the submission of Form G-32 information to EMMA on or prior to the _____.

2. Underwriters of municipal fund securities must provide a disclosure document (official statement) to customers by the _____.

3. For municipal fund securities and issues that are ineligible for CUSIP number assignment, the issuer must also indicate _____.

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