Series 51: Form G-32 Information

Taken from our Series 51 Online Guide

Form G-32 Information

Underwriters must provide information to EMMA via its Form G-32. Information required by Form G-32 includes such issue-specific information as the:

Full issuer name and issue description

Dated date

Expected closing date

Date and Time of Formal Award

Time of First Execution of the issue

Existence of a continuing disclosure undertaking by the issuer

Form G-32 also requires security-specific information consisting of the:

Nine-digit CUSIP number

Principal amount at maturity

Initial offering price and the initial offering yield for each security in the issue

For issues of municipal fund securities and commercial paper, no security-specific information is required. For municipal fund securities and issues that are ineligible for CUSIP number assignment, the issuer must also indicate its state of residence.

Municipal fund securities and other securities that are ineligible for a CUSIP number must initiate the submission of Form G-32 information to EMMA on or prior to the date of first execution.

EMMA Dataport is the facility through which Form G-32 information and documents are posted to EMMA. An underwriter must provide Form G-32 information for all maturities that it underwrites.

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Information needed on Form G-32 for 529 plans and LGIPs

Required Information

Example 529 Plan

Example LGIP

State

MN

CA

Full Issuer Name