Series 51: Fair Dealing

Taken from our Series 51 Online Guide

Fair Dealing

MSRB Rule G-17 requires dealers to deal fairly with all persons and not engage in any deceptive, dishonest, or unfair practice.

A dealer has the obligation to

Since you're reading about Series 51: Fair Dealing, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 51
Please Enable Javascript
to view this content!