Exercise
Answer true or false.
1. True or false: Dealers are required to submit quarterly statements to the MSRB that disclose all of the dealer’s political contributions.
2. True or false: Municipal securities business in the context of the “pay to play” rule (MSRB Rule G-37) includes selling municipal securities to customers in the secondary market.
3. True or false: The “pay to play” rule has two main components: a prohibition on e