Series 53: Exercise

Taken from our Series 53 Online Guide

Exercise

Answer TRUE or FALSE.

1. TRUE or FALSE. A bond resolution is typically used for GO bonds, but not typically used for revenue bonds.

2. TRUE or FALSE. The SEC prohibits broker-dealers from buying or selling any municipal security for which they did not receive an official statement and a pledge of continuing disclosure.

3. TRUE or FALSE. The issuer would rather receive a qualified letter from the bond counsel than an unqualified letter.

4. TRUE or FALSE. The syndicate letter is an agreement betwee

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