Series 53: Allocation

Taken from our Series 53 Online Guide

Allocation

It should be noted that the syndicate manager has complete discretion as to the amount of securities to make available for direct sale by each of the underwriters. The share of bonds allocated to syndicate members to sell

Since you're reading about Series 53: Allocation, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 53
Please Enable Javascript
to view this content!