Series 53: Amendments To Exchange Act Section 15

Taken from our Series 53 Online Guide

Amendments to Exchange Act Section 15

Following the 2008 economic crisis, the Senate released a report focusing on fraud in the municipal market and the role it played in the collapse. The report determined that many municipalities had been taken advantage of by unregulated advisors that marketed swaps and other derivatives products to them.

In response, Dodd-Frank amended Exchange Act Section 15, creating the new title of municipal advisor and requiring mun

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