Series 50: Automatic Exemptions

Taken from our Series 50 Online Guide

Automatic Exemptions

Dealers and municipal advisors prohibited from engaging in business under this rule may qualify for an automatic exemption from the rule if the following three requirements are met:

1.The dealer or advisor discovered the triggering political contribution within four month

+ Read More

More Series 50 Info

What are people saying?

Create an Account

Since you're reading about Series 50: Automatic Exemptions, you might also be interested in:

Series 53 - Divided and Undivided Accounts

Series 63 - 4.8 Broker-Dealers Operating within a Bank Setting

Series 99 - 3.2.3 FINRA Chinese Wall Rules

Series 14 - 6.1.7.3.1. Naked Syndicate Short Positions

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I prepared for the Series 50 (Municipal Advisor) exam using your materials and was extremely satisfied. Having the materials in multiple written and audio formats provided a lot of flexibility in where and when I could study. The scope of the Series 50 exam is so broad that even very experienced individuals would benefit by this type of preparatory course. I highly recommend this product.

Derek Morse, Morse Associates Consulting, LLC, Reno, NV

Many thanks to the fine staff at Solomon Exam Prep. I'm happy to report that I passed the Series 50 Municipal Advisor exam on my first attempt. The written material is extremely thorough and comprehensive. With respect to the online quizzes and final exams, the questions are very comparable in difficulty to the actual exam, thus providing the foundation for success. A special word of thanks to Carson for his encouragement and support.

Tony Chiappetta, Sudsina & Associates, Mars, PA

I passed the Series 50 on the first attempt thanks to Solomon's materials. Although the questions on the exam were much more difficult and complex in structure and format than the Solomon practice exams, the study materials & practice exams did enforce the concepts that the actual exam was testing. Thank you Solomon!!!

Lisa Gesin, Gesin Consulting, Dallas, TX

I haven't taken an exam in about 15 years and I'm happy to report that I passed the Series 50 Municipal Advisor exam on my first attempt. The material was extremely thorough and comprehensive. The online questions, quizzes and exams were very comparable in difficulty to the actual exam, thus providing the foundation for my success. Thank you for your guidance.

J. Mark Chapman, IBIC LLC, Madison, CT

I just passed the Series 50 exam! Yay! The Solomon Exam Prep materials are excellent. I utilized the guide book, on-line lecture, on-line course, on-line study guide and quizzes. The "Ask the Professor" feature was very helpful as well. I highly recommend their resources.

Lori Volz, Baker Tilly, Minneapolis, MN

I used the exam prep guide and online tests to study for the Series 50 exam. I relied completely on these study helps to prepare for the exam, which I passed!

Elizabeth Hill, Bright Bay Advisors, LLC, Long Beach, NY