Series 50: Regulation Of Political Contributions (“Pay To Play” Rule)

Taken from our Series 50 Online Guide

Regulation of Political Contributions (“Pay to Play” Rule)

MSRB Rule G-37 seeks to protect municipal entities from fraud. Specifically, the rule prevents securities professionals from winning business through campaign donations to elected officials. This rule applies to both municipal securities dealer

Since you're reading about Series 50: Regulation Of Political Contributions (“Pay To Play” Rule), you might also be interested in:

Solomon Exam Prep Study Materials for the Series 50
Please Enable Javascript
to view this content!