Series 50: Exercise

Taken from our Series 50 Online Guide

Exercise

Answer the following questions.

1.The two duties provided for by MSRB Rule G-42 are the duty of _____ and the duty of _____.

2.True or false. If a municipal advisor has no conflicts of interest in regard to an issuance of municipal securities, it may take no action in regard to disclosure.

3.True or

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