Series 7: 17.5.3.1.2 Cashiering Department

Taken from our Series 7 Top-off Online Guide

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17.5.3.1.2 Cashiering Department

• Settles transactions
• Transfers ownership of securities (both physical and street name)
• Processes receipts and deliveries of cash and securities to and from the firm, including issuing checks to customers
• Re

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