Series 7: 14.5.3 Hold In Street Name

Taken from our Series 7 Top-off Online Guide

14.5.3 Hold in Street Name

Securities held in street name are book-entry securities registered in the name of the brokerage firm and held at the brokerage for the customer’s account. The broker-dealer is the official owner of the securities and known as the owner of record. The investor is the beneficial own

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