Series 7: Exercise

Taken from our Series 7 Top-off Online Guide

Exercise

Answer true or false.

  1. 1. _____ Networking arrangements allow brokers to work with a bank to provide brokerage services to the bank’s customers.
  2. 2. _____ When entering a networking arrangement with a bank, a member firm must identify itself as completely separate from the bank and inform the customer that the services the firm provi

Since you're reading about Series 7: Exercise, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 7
Please Enable Javascript
to view this content!