Series 7: 3.6.24 Rule G-24—Prohibited Uses Of Proprietary Information By Fiduciaries

Taken from our Series 7 Top-off Online Guide

3.6.24 Rule G-24—Prohibited Uses of Proprietary Information by Fiduciaries

Broker-dealers with access to confidential, nonpublic information concerning the ownership of municipal securities that was obtained in the course of acting in a fiduciary capacity may not use that information to buy or sell those securities or make use of such information for their financial gain, except with the issuer’s consent.

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