Series 7: 3.6.6 Rule G-6—Qualification Is Contingent On Meeting FINRA’s Fidelity Bonding Requirements

Taken from our Series 7 Top-off Online Guide

3.6.6  Rule G-6—Qualification is Contingent on Meeting FINRA’s Fidelity Bonding Requirements

Broker-dealers will not be MSRB qualified unless they have acquired insurance protection against fraudulent activities by the broker-dealer’s employees that meets FINRA’s fidelity bonding requirements.

Since you're reading about Series 7: 3.6.6 Rule G-6—Qualification Is Contingent On Meeting FINRA’s Fidelity Bonding Requirements, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 7
Please Enable Javascript
to view this content!