Series 79: Fees

Taken from our Series 79 Top-off Online Guide

Fees

A company that wants to be listed on the Big Board has to put up some Big Bucks. A first-time issue of a class of common shares is subject to a charge of $0.0032 per share, plus a hefty $50,000 one-time special charge. Including the special charge, the minimum listing fee is $125,000 and the maximum is $250,000.

If an issuer lists additional shares

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Just passed my Series 7 using Solomon Exam Prep! Have used Solomon for my Series 79 as well. Both study programs are excellent and felt well prepared sitting for my exams. Would recommend to others in the industry.

Natasha Trilli, Ocean Park. Houston, TX

Solomon's Series 79 materials are clear and concise. They were recommended to me over other prep material companies. Above all, the full exam simulator was essential in gaining familiarity, comfort and speed on exam day. I felt prepared and passed the exam the first time around.

Carlos Medina, New Century Capital Partners, Inc., Charlotte,NC

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I took the test yesterday and passed! I think I started your program on Monday. I have 15 years of banking experience but needed to retake exams as they lapsed between out of industry jobs. Despite the experience, all of the specifics around the number days you have pre and post certain events for a filing etc. needed to be refreshed.

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Brady Johnson, Herbert J. Sims & Co., Inc., Fairfield, CT

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Walter Whitehead FNEX Capital. Los Angeles, CA