Series 79: No Directed Selling Efforts In The United States

Taken from our Series 79 Top-off Online Guide

No Directed Selling Efforts in the United States

The other main Regulation S condition is that the issuer, seller, or anyone acting on their behalf may not make “directed selling efforts” in the United States. This restriction includes foreign nationals that are living

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Solomon Exam Prep Study Materials for the Series 79
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