Series 79: Offering Statements And Circulars, Solicitations Of Interest, And Filing Of Sales Material

Taken from our Series 79 Top-off Online Guide

Offering Statements and Circulars, Solicitations of Interest, and Filing of Sales Material

Instead of registering with the SEC, Regulation A requires an issuer to file a preliminary offering statement on Form 1-A. The offering statement includes an offering circular, which should contain all the details of the registration statements, including an estimated range of the size and price of the offering. An offering circular is like a prospectus but briefer. Issuers can solicit interest in the offering (called “testing the waters”) prior to f

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