Series 79: Settlement

Taken from our Series 79 Top-off Online Guide

Settlement

At settlement, the syndicate manager pays each underwriter for the underwriter’s portion of the underwriting fee, less the underwriter’s share of syndicate expenses. Both these amounts are based on the underwriter’s percentage participation in the syndicate. (For example, an underwriter with 10% participation in a deal would be issued a check for 10

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Solomon's Series 79 materials are clear and concise. They were recommended to me over other prep material companies. Above all, the full exam simulator was essential in gaining familiarity, comfort and speed on exam day. I felt prepared and passed the exam the first time around.

Carlos Medina, New Century Capital Partners, Inc., Charlotte,NC

I took the test yesterday and passed! I think I started your program on Monday. I have 15 years of banking experience but needed to retake exams as they lapsed between out of industry jobs. Despite the experience, all of the specifics around the number days you have pre and post certain events for a filing etc. needed to be refreshed.

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Neil Kahrim Hernshed Partners New York, NY

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