Series 79: Treatment Of Large Institutional Accounts

Taken from our Series 79 Top-off Online Guide

Treatment of Large Institutional Accounts

Institutional investors are prime, highly sought-after customers for equity offerings. An offering usually includes an institutional “pot” through which institutional orders are placed. This system prevents the potential problem of an institutional investor placing an order that is too large for a single underwriter to handle and also gives the lead manager better visibility of institutional demand.

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