Series 79: Distribution Of Preliminary Prospectus (Rule 460)

Taken from our Series 79 Top-off Online Guide

Distribution of Preliminary Prospectus (Rule 460)

We’ve explained that the general practice in public offerings is for an issuer to file a registration statement with a delaying amendment and to request acceleration when it is ready to offer the securities for sale. Rule 460 allows the SEC, in ruling upon requests for acceleration, to consider whether the issue

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