Series 79: Unlawful Representations

Taken from our Series 79 Top-off Online Guide

Unlawful Representations

Section 23 of the Securities Act reminds us that the mere fact that a registration statement has been filed and that no stop order has been issued in no way represents a finding by the SEC that the registration state

Since you're reading about Series 79: Unlawful Representations, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 79
Please Enable Javascript
to view this content!